Natural Circulation and Forced Circulation in an HRSG: Differences and Design Criteria
By AITESA
Introduction
In an HRSG, the choice of configuration affects far more than the space occupied by the unit. It influences water and steam circulation, auxiliary power consumption, response during start-ups and load changes, the structural and civil scope, and maintenance requirements throughout the life of the plant.
Choosing between a configuration based on natural or forced circulation should therefore not be treated as a standard selection. The right solution depends on the expected operating profile, site constraints, maintenance strategy and the specific requirements of each project.
A properly designed HRSG must perform not only at its design point, but also under the conditions in which the plant will actually operate over the years.
How HRSG configuration relates to circulation
The distinction between a horizontal and a vertical HRSG refers primarily to the direction of the gas flow.
In a horizontal HRSG, the exhaust gases from the gas turbine flow horizontally through the casing, while the tube bundles are arranged vertically.
This geometry favours natural circulation in the steam-water circuit, as it makes use of the density difference between liquid water and the steam-water mixture.
In a vertical HRSG, the gases flow upwards through the unit and the tube bundles are typically arranged horizontally. In this type of configuration, circulation through the evaporator circuit is commonly maintained by pumps.
The relationship between orientation and circulation type is therefore close, but it should not be treated as an absolute rule. Natural circulation can also be achieved with horizontally arranged tubes where the required inclination is incorporated to promote flow through density differences.
The overall configuration must therefore be assessed together with the complete hydraulic design of the HRSG.
How natural circulation works in an HRSG
Natural circulation relies on the density difference between the different phases within the circuit.
The colder, denser liquid water flows down through the downcomers. As heat is absorbed in the evaporator, a less dense steam-water mixture forms and rises through the risers.
This density difference drives circulation without the need for circulation pumps.
A vertical tube arrangement favours this mechanism, which is why horizontal HRSGs are particularly compatible with natural circulation.
From an operational perspective, this arrangement has several implications:
• No circulation pumps are required in the evaporator circuit.
• Auxiliary electrical consumption associated with these pumps is reduced
• he installation is mechanically simpler.
• One additional mechanical component subject to maintenance and potential failure is eliminated.
However, without pumps, circulation stability depends directly on the hydraulic and thermal behaviour of the circuit.
The design must therefore ensure adequate circulation not only at full load, but also during start-ups, shutdowns and changes in operating conditions.
What forced circulation adds
With forced circulation, one or more pumps drive the fluid through the evaporator circuit.
The key difference is that the flow rate no longer depends solely on the forces created by density differences and can instead be actively controlled.
This introduces additional mechanical complexity and auxiliary electrical consumption, but it also provides greater control of the circulation flow as operating conditions change.
This becomes particularly relevant during transient operation.
In a vertical HRSG with forced circulation, the pumps can maintain a minimum flow from the early stages of start-up and provide more predictable behaviour as load varies.
The design question should therefore not be reduced to comparing a system ‘with pumps’ against one ‘without pumps’. The key issue is the hydraulic behaviour required from the HRSG for its intended operating profile.
Stable operation or flexible cycling: the operating profile matters
The way the plant is expected to operate is one of the main factors influencing the choice.
In combined-cycle plants designed to run for long periods under relatively stable conditions, natural circulation can be particularly attractive because of its simplicity and lower dependence on auxiliary equipment.
However, plants do not always retain the same operating profile throughout their service life.
As the frequency of start-ups, shutdowns and load changes increases, thermal transients become more important and the behaviour of the circulation circuit during these periods requires closer assessment.
In HRSGs with natural circulation, poor management of flow rates and temperatures during start-up can lead to insufficient or unstable circulation in certain evaporator bundles.
• Differential heating.
• More severe thermal gradients.
• Thermal stresses in the tubes.
• Operating conditions that differ significantly from steady-state behaviour.
For this reason, these designs incorporate specific control strategies and start-up procedures intended to keep circulation within appropriate limits.
Forced circulation provides greater control over flow during these phases and can offer advantages where the plant must accommodate more frequent start-ups and load changes.
The appropriate configuration therefore depends on how the plant is expected to operate in practice, not simply on its nominal capacity.
Plant footprint should not be the only deciding factor
Physical layout is another important consideration.
Horizontal HRSGs require more longitudinal space. In high-capacity units, the gas path can extend over a considerable distance, so sufficient space is needed along the plant axis.
This arrangement is particularly suitable where the gas turbine, HRSG and steam turbine can be laid out in an almost straight line.
Vertical HRSGs reduce the footprint at ground level, but transfer part of that requirement to height.
This means reviewing:
• The supporting structure.
• Access platforms.
• Stack arrangement.
• Access to the different levels.
• Any site-specific height restrictions.
A smaller footprint does not necessarily mean a simpler overall solution.
The assessment should consider available space together with the structural and civil scope and the long-term requirements for operation and maintenance.
Natural and forced circulation: comparison of key criteria
| Criterion | Natural circulation | Forced circulation |
|---|---|---|
| Fluid movement | Density difference between water and the water-steam mixture | Flow driven by pumps |
| Typical configuration | Horizontal HRSG with vertical tubes | Vertical HRSG with horizontal tubes |
| Circulation pumps | Not required | Required |
| Auxiliary power consumption | Lower | Higher |
| Mechanical complexity | Lower | Higher |
| Flow control | Depends on the hydraulic behaviour of the circuit | Active control using pumps |
| Transient conditions | Require particular attention to circulation behaviour | More controlled flow during start-ups and load variations |
| Typical layout | Greater longitudinal footprint | Smaller footprint and greater height |
| Maintenance | Generally more direct lateral access | May require access at different levels |
This comparison should be treated as a design reference. The final selection depends on the specific process conditions, operating profile and project constraints.
What should be reviewed before selecting a configuration
The decision should be made during the early engineering stages, while the thermal, hydraulic, structural and civil design can still be coordinated.
Operating profile
It is important to establish whether the plant will operate mainly under stable conditions or will need to accommodate frequent start-ups, shutdowns and load changes.
Behaviour during transients
Full-load performance alone is not sufficient. Circulation behaviour during start-up and changing thermal conditions must also be assessed.
Available space
Both the longitudinal space requirement and any height restrictions must be considered, together with integration with surrounding equipment.
Auxiliary power consumption
Circulation pumps introduce additional electrical consumption and equipment that must be considered as part of the overall solution.
Structural and civil scope
A smaller footprint can require a taller structure, additional platforms and a different access arrangement.
There is no universally better configuration
Treating the choice as a comparison between a ‘better’ and a ‘worse’ solution oversimplifies an engineering decision that depends on the project context.
Horizontal HRSGs with natural circulation are particularly well suited where sufficient longitudinal space is available and the operating regime is relatively stable.
Vertical configurations with forced circulation can offer advantages where plant footprint is a significant constraint or where the operating profile requires greater control of circulation during transients.
In either case, a properly selected configuration must balance:
• Operational reliability.
• Hydraulic behaviour.
• Auxiliary power consumption.
• Plant integration.
• Accessibility.
• Maintenance requirements.
• Structural and civil scope.
Orientation and circulation strategy should be defined before the engineering has progressed too far, as many of their implications become difficult and costly to change once fabrication and construction have begun.
The design must reflect how the HRSG will actually operate
The choice between natural and forced circulation illustrates why an HRSG cannot be defined solely by pressure, temperature and steam production.
Load profile, start-up frequency, available space and maintenance strategy all influence how the unit will behave throughout its service life.
Considering these factors from the conceptual design stage helps prevent an apparently straightforward configuration decision from creating operational restrictions, additional maintenance requirements or higher integration costs later in the project.
AITESA's Approach
AITESA designs and supplies HRSGs tailored to the exhaust-gas conditions, steam demand, operating profile and site constraints of each installation.
Configuration is defined by considering the process, circulation strategy, plant layout, structure, controls and maintenance requirements as a whole, so that the solution responds not only to nominal design conditions but also to the way the plant will actually operate.
Defining the configuration of a new HRSG or reviewing an existing installation?
Available information on exhaust-gas conditions, required steam production, operating profile and site constraints can be shared with AITESA.
Our engineering team can review the initial conditions and assess which configuration is best suited to the project.
Talk to an expert
Aitesa has over 40 years’ experience in designing and supplying heat recovery boilers.



